Incompass Financial Partners, LLC has adopted this policy with recognition that protecting theprivacy and security of the personal information we obtain about our customers is an importantresponsibility. We also know that you expect us to service you in an accurate and efficient manner.To do so, we must collect and maintain certain personal information about you. We want you toknow what information we collect and how we use and safeguard that information.
WHAT INFORMATION WE COLLECTWe collect certain nonpublic personal identifying information about you (such as your name,address, social security number, etc.) from information that you provide on applications or otherforms as well as communications (electronic, telephone, written or in person) with you or yourauthorized representatives (such as your attorney, accountant, etc.). We also collect informationabout your brokerage accounts and transactions (such as purchases, sales, account balances,inquiries, etc.).
WHAT INFORMATION WE DISCLOSEWe do not sell, share, or disclose your nonpublic personal information to non-affiliated third partyfinancial companies. We will not disclose the nonpublic personal information we collect aboutour customers to anyone except as necessary as follows: (i) in furtherance of our businessrelationship with them and then only to those persons necessary to effect the transactions andprovide the services that they authorize (such as broker-dealers, custodians, independent managersetc.); (ii) to persons assessing our compliance with industry standards (e.g., professional licensingauthorities, etc.); (iii) our attorneys, accountants, and auditors; or (iv) as otherwise provided bylaw.
SECURITY OF YOUR INFORMATIONWe restrict access to your nonpublic personal information to those employees who need to knowthat information to service your account. We maintain physical, electronic and proceduralsafeguards that comply with applicable federal or state standards to protect your nonpublicpersonal information.